Maintenance therapy in NSCLC: why? To whom? Which agent?
© Novello et al; licensee BioMed Central Ltd. 2011
Received: 7 February 2011
Accepted: 6 May 2011
Published: 6 May 2011
Maintenance therapy is emerging as a treatment strategy in the management of advanced non small cell lung cancer (NSCLC). Initial trials addressing the question of duration of combination chemotherapy failed to show any overall survival benefit for the prolonged administration over a fixed number of cycles with an increased risk for cumulative toxicity. Nowadays several agents with different ways of administration and a different pattern of toxicity have been formally investigated in the maintenance setting. Maintenance strategies include continuing with an agent already present in the induction regimen or switching to a different one. Taking into consideration that no comparative trials of maintenance with different chemotherapy drugs or targeted agents have been conducted, the choice and the duration of maintenance agents is largely empirical. Furthermore, it is still unknown and it remains an open question if this approach needs to be proposed to every patient in the case of partial/complete response or stable disease after the induction therapy. Here, we critically review available data on maintenance treatment, discussing the possibility to tailor the right treatment to the right patient, in an attempt to optimize costs and benefits of an ever-growing panel of different treatment options.
Lung cancer is the leading cause of cancer mortality in USA and worldwide more than one million people die from this disease every year: the overall 5-year relative survival rate measured by the Surveillance Epidemiology and End Results program in USA is 15.8% . Approximately 87% of lung cancer cases are Non Small Cell Lung Cancer (NSCLC) and the majority of patients presents with advanced stage disease at diagnosis [2, 3]. In two independent phase III trials the addition of bevacizumab to standard first-line therapy was shown to improve both overall response rate (ORR) and PFS, although OS advantage was demonstrated in only one of these studies [4, 5]. In combination with platinum-based chemotherapy, cetuximab has also demonstrated a small statistically significant OS advantage as compared to chemotherapy alone . Second-line treatment has been shown to improve survival and to palliate symptoms: approved treatment options include cytotoxic chemotherapy (docetaxel or pemetrexed) or epidermal growth factor - EGFR tyrosine kinase inhibitors (erlotinib or gefitinib) [7, 8]. However, only approximately 50% of the patients will be able to receive second-line therapy, mainly because of the worsening of clinical conditions .
One of the strategies, that has been extensively investigated in recent years in order to improve current clinical results in advanced NSCLC, is the maintenance therapy. Here, we review available data on maintenance treatment, discussing about the possibility to tailor the right treatment to the right patient, in an attempt to optimize costs and benefits of an ever-growing panel of different treatment options.
Maintenance therapy: working definitions
The U.S. National Cancer Institute's medical dictionary defines maintenance therapy as "any treatment that is given to keep cancer from progressing after it has been successfully controlled by the appropriate front-line therapy; it may include treatment with drugs, vaccines or antibodies, and it should be given for a long time". Maintenance therapy has also been referred to as "consolidation therapy" or "early second-line therapy", depending on treatment type and timing of the specific therapeutic agent employed . The latter definition is probably the least appropriate, because "second-line" implies a disease progression event, which, by definition, is not the case for the maintenance setting and the term "switch maintenance" (used in the National Comprehensive Cancer Network - NCCN - Clinical Practice Guidelines) appears more precise.
Currently, for advanced NSCLC the options to continue treatment after first-line induction include: 1) continuing induction therapy for a fixed number of additional cycles over the standard or, when possible, until progression; 2) continuing only the third-generation non-platinum compound used in the induction regimen; 3) switching to a different agent after induction therapy.
Continuing first-line induction therapy
Randomized or prolonged therapy in older chemotherapy regimens
3 vs 6 mytomicin/cisplatin/vinblastine
72% vs 31%
5 mo vs 5
6 mo vs 7
4 Carboplatin/Paclitaxel vs Carboplatin/Paclitaxel until PD
57% vs 42%receiving >4cycles#
6.6 mo vs 8.5
Von Plessen 2006
3 vs 6 Carboplatin/Vinorelbine
78% vs 54%
16 wks vs 21
28 w vs 32
4 vs 6 cycles platinum-based therapy
68% vs 92%
4.6 mo vs 6.2
14.9 mo vs 15.9
Continuing the same non-platinum compound used in the induction regimen
In patients responding or stable after the induction, a maintenance strategy should be to continue the same therapy withholding platinum, in an attempt at consolidating disease control and increasing survival, maintaining tolerability within acceptable limits.
The European Cooperative Oncology Group conducted a phase III trial testing gemcitabine maintenance versus best supportive care (BSC) in 350 patients with complete/partial response or stable disease after four cycles of gemcitabine/cisplatin induction, randomized in a 2:1 ratio. Sixty one percent of patients (among 73% of responders after the induction) were randomized: during the maintenance period, patients received a median of three cycles of gemcitabine (range: 0-38 cycles). Median TTP was significantly longer in the gemcitabine arm both throughout the study (6.6 versus 5 months, p < 0.001) and during the maintenance period (3.6 versus 2 months, p < 0.001). Median OS in the gemcitabine arm was 13 months, compared to 11 months in the BSC arm (p = 0.195). In terms of toxicity, the most important difference between the two arms during the maintenance phase was the need for red blood cells transfusions (20% in the gemcitabine arm versus 6.3% in the BSC arm, p = 0.018) . Another phase III trial comparing gemcitabine versus BSC as maintenance therapy for patients not progressing after 4 cycles of gemcitabine/carboplatin induction was recently presented. Two hundred and fifty five patients (among 519 enrolled) were randomized; median PFS was 3.9 months (95% CI: 3.3-5.6) for the experimental arm and 3.8 months (95% CI: 2.6-5.5) for the BSC arm; median OS (primary end point) was 8 months (95% CI: 6.0-10.2) for the gemcitabine maintenance arm and 9.3 months (95% CI: 7.7-12.7) for the BSC arm, without any statistical difference . In a third trial employing gemcitabine or erlotinib maintenance after 4 cycles of gemcitabine/cisplatin induction and with a preplanned II-line treatment option (pemetrexed), PFS (primary end point) by independent review was significantly prolonged by both G (HR 0.51, 95% CI 0.39-0.66) and E (HR 0.83, 95% CI 0.73-0.94), as compared to O. OS data are not yet mature . Belani et al. treated 401 patients with carboplatin and paclitaxel for 16 weeks; responding patients were then randomly assigned to receive weekly paclitaxel maintenance or BSC. Response was seen in 130/390 evaluable patients, who were deemed eligible for randomization into the maintenance phase, during which only 23% completed four cycles. Median TTP (primary endpoint) was 38 weeks in the paclitaxel arm versus 29 weeks in the BSC arm (p not reported); median OS was 75 and 60 weeks in the paclitaxel and BSC arm, with 1-year survival rates of 72% and 60%, respectively. During maintenance therapy, 86% of patients in the chemotherapy arm experienced at least one adverse event and 45% reported at least one grade 3 or 4 adverse event .
Switching to a different agent after a platinum-based induction
Studies with switch to a different agent after a platinum-based induction
First Author (N of randomized pts to maintenance)
Primary End Point
Median PFS (mo)
Median OS (months)
Fidias P. (309)
Immediate vs delayed docetaxel
5.7 vs 2.7
12.3 vs 9.7
Ciuleanu T. (663)
Pemetrexed vs placebo
4.3 vs 2.6
13.4 vs 10.6
Cappuzzo F. (889)
Erlotinib vs placebo
12.3 vs 11.1
12 vs 11
Perol M. (464)
Gemcitabine vs erlotinib vs placebo
3.7 vs 2.8 vs 2.1
HR 0.86 vs 0.81
Kabbinavar F.* (768)
Bevacizumab ± Erlotinib
4.8 vs 3.7
Gaafar RM (173)
Gefitinib vs placebo
4.1 vs 2.9
Vinorelbine versus placebo
Westeel et al. designed a trial testing vinorelbine maintenance in stage IIIB and IV NSCLC after induction with mitomycin, ifosfamide and cisplatin (MIC). Nearly 600 patients were recruited and 181 were randomized to receive vinorelbine maintenance or BSC for up to 6 months. Mean duration of therapy was 13.8 months and 23% of patients completed 6 months of vinorelbine: in the majority of cases treatment interruption was due to disease progression (38%) or treatment toxicity (21%). The HR for OS, after adjusting for stage, was 1.08 (95% CI = 0.79 to 1.47; p = .65) and median OS was 12.3 months in both arms. One- and 2-year survival rates were 42.2% and 20.1% in the vinorelbine arm and 50.6% and 20.2% in the BSC arm respectively (log-rank P = .48). No difference in PFS was observed (HR = 0.77, 95% CI = 0.56 to 1.07; p = .11; median PFS 5 months with vinorelbine and 3 months in the BSC arm) .
Immediate versus delayed docetaxel
Fidias and coll. conducted a phase III trial randomly assigning patients with objective response or stable disease after four cycles of gemcitabine/carboplatin first-line chemotherapy to immediate ('maintenance') docetaxel or a "delayed" second-line docetaxel, initiated at the time of disease progression. A total of 566 patients were enrolled and 309 patients with non-progressive disease were randomized. Among 153 patients assigned to immediate docetaxel, 145 (94.8%) received at least one treatment cycle and among 154 patients assigned to the to "delayed docetaxel", 98 (62.8%) patients initiated therapy. Reasons for not initiating the planned second-line included toxicity from previous treatment, decline in PS, and investigator's decision. The median number of docetaxel cycles administered in both arms was 4.4. There was a statistically significant advantage in PFS (5.7 versus 2.7 months, p = .0001) with maintenance docetaxel but, despite a 3-months improvement in median OS (primary endpoint), the difference did not reach statistical significance (12.3 vs. 9.7 months, p = .0853).
Pemetrexed versus placebo
Patients with advanced NSCLC with a disease control after four cycles of platinum-based therapy (not including pemetrexed) were randomized (2:1) to pemetrexed maintenance or placebo, until disease progression. A total of 663 patients were randomized and, among patients randomized to pemetrexed, 48% received more than 6 cycles of chemotherapy and 23% received more than 10 cycles. In the intent-to treat patient population, pemetrexed significantly improved both PFS (primary end point; HR = 0.50, 95% CI: 0.42 to 0.61, p < 0.0001; median PFS 4.3 and 2.6 months, respectively) and OS (secondary end point; HR: 0.79, 95% CI: 0.65 to 0.5, p = 0.012; median OS 13.4 and 10.6 months, respectively) as compared with placebo . A pre-specified analysis by histology was incorporated into the protocol showing consistent data with other recent studies using pemetrexed [28, 29]. In the non-squamous subgroup, pemetrexed strikingly improved PFS (HR = 0.44, 95% CI:0.36 to 0.55 median PFS 4.5 and 2.6 months, respectively) and OS (HR 0.70 95% CI: 0.56 to 0.88; p = 0.02, interaction p value 0.033) with a median survival advantage of 5 months (15.5 months versus 10.3 months). A significant delay in symptom worsening was observed on the pemetrexed arm especially for pain and hemoptysis.
Erlotinib versus placebo
Cappuzzo et al. evaluated the benefit of the EGFR tyrosine kinase inhibitor erlotinib as maintenance therapy in a phase III trial comparing erlotinib versus placebo, in patients who had not experienced disease progression after four cycles of platinum-based therapy. The primary endpoints were PFS in the overall population and PFS in patients whose tumors had EGFR protein overexpression (as determined by immunoistochemistry - IHC). Patients assigned to erlotinib experienced a statistically significant improvement in PFS in both the intent-to treat (HR = 0.71 95% CI: 0.62 to 0.82 p < 0.0001; median 12.3 versus 11.1 weeks, respectively) and the EGFR IHC positive patient populations (HR = 0.69, 95% CI: 0.58 to 0.82; p < 0.0001). In the ITT population, patients assigned to the erlotinib arm experienced a statistically significant improvement in OS (HR = 0.81, 95% CI:0,70 to 0,95; p = 0.0088; median OS 12.0 versus 11.0 months, respectively). OS benefit was consistent across all patient subgroups; however, OS data for the EGFR mutation-positive population are highly censored and there was extensive crossover of EGFR-mutated patients assigned to placebo to EGFR TKIs in second-line therapy (16 of 24 patients, 67%). Patients who had stable disease after first-line chemotherapy seemed to have a more pronounced OS benefit with maintenance erlotinib (median 11.9 versus 9.6 months, respectively; HR 0.72, 0.59-0.89; p = 0.0019) than those who had complete or partial response to induction treatment (median 12.5 versus 12.0 months, respectively; HR 0.94,0.74-1.20; p = 0.618)[30, 31].
Gemcitabine or erlotinib versus placebo
Perol et al. recently presented the results of a phase III trial comparing maintenance gemcitabine or erlotinib versus placebo in patients, whose tumors had not progressed following platinum-based chemotherapy. Among 834 patients who received induction chemotherapy, 464 were randomized to observation (O, N = 152), erlotinib (E, N = 153) or gemcitabine (G, N = 149). A predefined second-line therapy (pemetrexed) was built-in in the study design in all arms. PFS (primary end point) by independent review was significantly prolonged by both G (HR 0.51, 95% CI 0.39-0.66) and E (HR 0.83, 95% CI 0.73-0.94), as compared to O. OS data are not yet mature .
Bevacizumab/erlotinib versus bevacizumab
The ATLAS study is a phase III study designed to build on the use of bevacizumab as maintenance therapy for patients treated with an induction containing the same monoclonal antibody together with a platinum-based treatment. Specifically, the ATLAS study sought to determine whether the addition of erlotinib to bevacizumab could be more effective than bevacizumab alone, when used in the maintenance setting. A total of 1,160 patients were enrolled and, after completion of four induction cycles, non-progressing patients (N = 768, 66%) were randomized to receive bevacizumab alone or in combination with erlotinib. This trial was stopped after a planned interim efficacy analysis, reaching an improvement in PFS, that was the primary end point. Patients receiving erlotinib and bevacizumab experienced a superior PFS compared to bevacizumab alone (HR = 0,71, 95% CI: 0.58 to 0.86, p = 0.006; median PFS 4.8 and 3.7 months, respectively). Post-study therapy was at discretion of the investigator, and the rates of subsequent therapies on the erlotinib/bevacizumab and bevacizumab arms were 50.3% and 55.5%, respectively. In both arms 39.7% of patients received erlotinib as subsequent therapy. At the time of primary analysis of PFS 31% of patients had events and no further analyses of OS are planned, due to loss of patients to follow up .
Gefitinib versus placebo
The European Organization for the Research and Treatment of Cancer 08021 evaluated the role of Gefitinib (G) administered after standard first-line chemotherapy in patients with advanced NSCLC. Initially all stable and responding patients were eligible for the study, which was then amended to require also evidence of EGFR protein expression by IHC. This resulted in recruitment slowing down, which ultimately led to premature study closure, after inclusion of 173 patients. The results showed a statistically significant difference in PFS (primary end point; 4.1 and 2.9 months, HR = 0.61, [95% CI 0.45,0.83], p = 0.0015) favouring G. The continuous administration of G following platinum-based chemotherapy in patients with advanced NSCLC was well tolerated. Based on 149 of the required 514 deaths, no difference in OS could be detected .
'Tailoring' maintenance therapy: which agent to which patient and future perspectives
As highlighted in the previous paragraphs, evidence on the continued (maintenance) use of the same third-generation agent employed in the induction regimen remains inconclusive with respect to gemcitabine and frankly negative in terms of cost/benefit ratio with respect to weekly paclitaxel [20–22, 34]. Nowadays, available data about pemetrexed in maintenance setting do not answer to the question if this approach could be useful in those patients responding to a first line with platinum compound and pemetrexed and the answer will be available soon from a randomized trial comparing pemetrexed versus placebo in patients who do not progress following four cycles of pemetrexed plus cisplatin . Positive data in terms of cost-effectiveness switching to pemetrexed, which employment in non-squamous NSCLC is really cost-effective, are driven by its impact on PFS and OS . This is indeed a crucial point: resources use and costs involved with this new paradigm in the clinic, would all argue for a meaningful improvement in survival as a critical necessity from a practical standpoint. As a consequence, the usefulness of maintenance therapy has to be based on a clearly defined, reproducible and measurable endpoint. Using PFS as the basis for the adoption of a new therapeutic approach, may be considered as a limitation due to the variability in the definition of progression and frequency of response assessment across studies; in this context, it seems very relevant to standardize PFS measurement in definitive phase III trials. For example, in the Fidias trial, patients on the immediate docetaxel arm underwent radiologic assessment after cycles two, four and six, while patients in the delayed docetaxel arm the evaluation was performed every three months. Timing and the type of imaging studies used in the control arm has been considered one of the main limitations of this study, as unfavorably delaying detection of possible disease progression . As it happens in routine daily practice, only about two thirds of patients on the control arm was able to receive second-line docetaxel, as opposed to 95% of patients who received the study drug in the immediate, maintenance arm; thus, the true benefit with "immediate" docetaxel in this study could be entirely attributed to the higher proportion of patients receiving active therapy in the maintenance setting. Indeed, a post-hoc analysis documented an identical OS duration of 12.5 months for patients who received docetaxel on either arm of the study, clearly indicating that when patients stop first-line chemotherapy, they should be followed closely to detect progression early and at a time when they remain fit for further treatment .
The benefit of maintenance therapy can be confounded by the absence of a predefined post-study treatment. Indeed, in JMEN trial (as well as in other ones) the discretion given to investigators in the choice of second-line therapy has been addressed as a major limitation, because it fails to provide any insight into the possibility that the benefit of maintenance therapy may be obtained also by the appropriate use of the same agent as salvage therapy at the time of disease progression. In that respect, the design of the Fidias' trial, with all patients receiving docetaxel as either maintenance or second-line treatment, appears to be a methodologically more correct study design to test the efficacy of a strategy introducing a non cross-resistant agent before progression. In the SATURN trial only a minority of patients assigned to placebo actually received an EGFR-TKI: with the current evidence, we do not know if the improvement in OS observed with maintenance erlotinib would have been the same, or reduced, if the study protocol had imposed cross-over after disease progression. Importantly, the adoption of a pre-specified, built-in second-line treatment option offers the advantage of reducing the proportion of patients who do not get access to further treatment, as demonstrated in the recently reported trial from Perol, in which more than 80% of patients in the observation arm received second-line pemetrexed [21, 30, 31].
New Phase II trials
Pemetrexed and Cisplatin Plus Cetuximab Followed by Pemetrexed and Cetuximab as Maintenance IIIB or IV Nonquamous NSCLC
ongoing, but not recruiting
Vandetanib (ZD6474)n With Docetaxel and Carboplatin Followed by Placebo or Vandetanib as Maintenance in IIIb, IV or Recurrent NSCLC
ongoing, but not recruiting
Pemetrexed, Cisplatin, and Bevacizumab as Induction, Followed by Pemetrexed and Bevacizumab as Maintenance, in First-Line Nonsquamous Advanced NSCLC
Maintenance Strategy of Gleevce® (Imatinib Mesylate) and Bevacizumab in Advanced, Non-Squamous, NSCLC Following Completion of First-Line Chemotherapy With Bevacizumab
ongoing, but not recruiting
Docetaxel, Carboplatin and Bevacizumab as First-Line Treatment, Followed by Bevacizumab Plus Pemetrexed Versus Pemetrexed Alone as Second-Line Treatment of Stage IIIB or IV NSCLC
Current PHASE III trials
NCT01107626 ECOG 5508
Paclitaxel/Carboplatin/Bevacizumab, followed by pemetrexed vs bevacizumab vs pemetrexed/bevacizumab
not yet open for recruitment
NCT00789373 Paz-Ares LG
Maintenance Pemetrexed/BSC Vs BSC Immediately Following Induction Treatment With Pemetrexed + Cisplatin for Advanced Nonsquamous NSCLC
NCT00762034 Patel et al.
Pemetrexed/Carboplatin/Bevacizumab Followed by Maintenance Pemetrexed/Bevacizumab vs Paclitaxel/Carboplatin/Bevacizumab Followed by Maintenance Bevacizumab in IIIB or IV Nonsquamous NSCLC
Platinum-based chemotherapy plus cetuximab followed by cetuximab as maintenance with either 500 mg/m2 every 2 w or 250 mg/m2 every w
ongoing, not recruiting
NCT00948675 Zinner et al.
Pemetrexed/carboplatin with maintenance pemetrexed vs paclitaxel/carboplatin/bevacizumab with maintenance bevacizumab in IIIB or IV Nonsquamous NSCLC
NCT00693992 CALGB 30607
Sunitinib as maintenance therapy vs placebo in Non-Progressing Patients Following 4 Cycles of Platinum-Based Combination in IIIB/IV NSCLC
Bevacizumab with or without pemetrexed as maintenance after 4 cycles Bevacizumab/Cisplatin/Pemetrexed
Lucanix™ (Belagenpumatucel-L) as Maintenance III/IV NSCLC with SD or PR and Who Have Responded to or Have Stable Disease Following One Regimen of Front-line, Platinum-based Combination Chemotherapy
Since no comparative trials of maintenance with different chemotherapy drugs or targeted agents have been conducted, no conclusive data are available yet of an advantage of maintenance therapy. As consequence, the choice and the duration of maintenance treatment remains largely empirical and needs to be explained and discussed with each patients in terms of current trials, different toxicity profiles (fatigue and myelosuppression on chemotherapy versus rash and diarrhea on EGFR TKis) or intra venous versus oral treatment options . On the basis of the previous data in patients for whom maintenance therapy is deemed appropriate and who accepted to prolong treatment: i) switching to a non cross-resistant agent appears to provide greater benefit than continuing on one of the agents employed in the induction regimen (although critical information on this issue will be provided by the PARAMOUNT S124 trial, which investigated pemetrexed maintenance after pemetrexed/cisplatin induction and recently concluded enrollment) ii) in patients harboring sensitizing EGFR mutations, erlotinib (either alone or combined with bevacizumab for patients who have received bevacizumab as part of their primary treatment, if future data will state a benefit) currently appears to be the agent of choice iii) in patients with non-squamous/adenocarcinoma histology and with wt-EGFR or unknown mutational status, pemetrexed appears to provide the greatest advantage, although erlotinib, and to a lesser extent gefitinib (where available), may be reasonable alternatives for selected patients, taking into account the possible patient preference for an oral treatment option iv) patients with squamous histology and patients with KRAS mutations have limited treatment options and should be enrolled in specific clinical trials whenever possible.
Acknowledgements and Funding
The authors want to apologize to those authors important contributions to this field are not mentioned in this review because of the length limitation. Sponsors have not been involved in study design, collection, analysis and interpretation of data, in the writing of the manuscript and in the decision to submit the manuscript for publication.
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